MAH Advising PLLC is a pioneer in protecting your financial services firm against legal and regulatory risk, having been ranked one of the top 10 legal and compliance firms by financial services review magazine.
We are a fixed fee-only law firm that is available to you 24 hours a day, seven days a week. We are here to protect you, not gouge you in a risk-filled world.
We believe that each business is distinct. As a result, we never use a template solution for any of our clients; instead, we provide tailored solutions to your specific requirements/needs.
Our mission is to create robust associations with our customers. So we understand your plans to deliver more clarity on your needs, whether you require general corporate counsel services or corporate legal assistance for a current project, and process accordingly to perform with better outcomes simultaneously.
MAH Advising, PLLC) serves a wide variety of clients ranging from small businesses to large financial institutions in the United States. Our services cater to Broker-dealers, investment advisers, compliance officials, boards of directors, corporations, private fund advisers, and financial experts.
We have the years of experience and knowledge of best practices necessary to provide corporate governance, assisting clients in managing the responsibilities of running a financial corporation.
We offer corporate investment adviser formation services to businesses and help as they expand. Along with corporate services, we represent businesses all across the nation and the world.
We are well-versed in the nuances of the IA Marketing Rule. Our team can help you review policies, procedures, supervisory standards, performance advertising, testimonials, and solicitors agreements relating to endorsements and promotions.
We offer a wide variety of contract drafting services that are intended to assist clients in minimizing risks and managing all kinds of business agreements in an efficient manner.
We assist those conducting due diligence prior to business transactions, fund formation, corporate mergers, and stock purchases. We have advised financial services firms and corporations across the spectrum on compliance with federal securities regulations.